3235-AI80 200904 Unified Agenda of Federal Regulatory and Deregulatory Actions 3235 Securities and Exchange Commission SEC Proxy Disclosure Regarding Executive Compensation and Related Party Transactions Substantive, Nonsignificant Previously Published in The Unified Agenda Final Rule Stage Yes No 17 CFR 228.10 et seq 17 CFR 229.10 et seq 17 CFR 229.402 17 CFR 229.1100 et seq 17 CFR 232.10 et seq 17 CFR 245.100 et seq 17 CFR 240.13a-20 17 CFR 240.14a-101 17 CFR 240.15d-20 15 USC 77a et seq 15 USC 78a et seq 15 USC 80a et seq No NPRM 02/08/2006 71 FR 6542 NPRM Comment Period End 04/10/2006 Final Rule 09/08/2006 71 FR 53158 Final Rule Effective 11/07/2006 Second NPRM 09/08/2006 71 FR 53267 Second NPRM Comment Period End 10/23/2006 Interim Final Rule 12/29/2006 71 FR 78338 Interim Final Rule Effective 12/29/2006 Interim Final Rule Comment Period End 01/29/2007 Final Action 09/00/2009 Yes Businesses None No www.sec.gov/rules/final/2006/33-8765.pdf Yes No Anne Krauskopf 3235 Securities and Exchange Commission SEC 202 551-3500 100 F Street NE, Washington DC 20549