3235-AJ11 200904 Unified Agenda of Federal Regulatory and Deregulatory Actions 3235 Securities and Exchange Commission SEC Rule 15c2-2: Confirmation of Transactions in Open-End Management Investment Company Shares, Unit Investment Trust Interests, and Municipal Fund Securities Used for Education Savings Substantive, Nonsignificant Previously Published in The Unified Agenda Proposed Rule Stage Undetermined No 17 CFR 240.15c2-2 17 CFR 240.15c2-3 17 CFR 240.10b-10 15 USC 78j 15 USC 78k 15 USC 78o 15 USC 78q 15 USC 78w(a) 15 USC 78mm No NPRM 02/10/2004 69 FR 6438 NPRM Comment Period End 04/12/2004 NPRM Comment Period Extended 03/04/2005 70 FR 10521 NPRM Comment Period End 04/04/2005 Second NPRM 12/00/2009 Yes Businesses None No No www.sec.gov/rules/proposed/33-8544.htm Yes No 3235-AJ12 Related to 3235-AJ13 Related to 3235-AJ14 Related to Dawn Jessen 3235 Securities and Exchange Commission SEC 202 551-5588 202 772-9270 jessend@sec.gov 100 F Street NE, Washington DC 20549