3235-AJ37 201010 The Regulatory Plan and the Unified Agenda of Federal Regulatory and Deregulatory Actions 3235 Securities and Exchange Commission SEC Amendments to Regulation M: Anti-Manipulation Rules Concerning Securities Offerings Substantive, Nonsignificant Previously Published in The Unified Agenda Proposed Rule Stage No No 17 CFR 242.100 17 CFR 242.101 17 CFR 242.102 17 CFR 242.103 17 CFR 242.104 17 CFR 242.105 15 USC 77g 15 USC 77a(a) 15 USC 77s(a) 15 USC 78b 15 USC 78c 15 USC 78g(c)(2) 15 USC 78i(a) 15 USC 78j 15 USC 78k-1(c) 15 USC 78l 15 USC 78m 15 USC 78n 15 USC 78o(b) 15 USC 78(o)(c) 15 USC 78o(g) 15 USC 78q(a) 15 USC 78q(b) 15 USC 78q(h) 15 USC 78w(a) 15 USC 78dd-1 15 USC 78mm 15 USC 80a-23 15 USC 80a-29 15 USC 80a-37 No NPRM 12/17/2004 69 FR 75774 NPRM Comment Period End 02/15/2005 Second NPRM 12/00/2010 No Undetermined No www.sec.gov/rules/proposed/33-8511.htm No No 3235-AJ00 Related to 3235-AF54 Related to Rajal Patel 3235 Securities and Exchange Commission SEC 202 551-5870 patelrajal@sec.gov 100 F Street NE, Washington DC 20549