3235-AJ45 200904 Unified Agenda of Federal Regulatory and Deregulatory Actions 3235 Securities and Exchange Commission SEC Guidance Regarding Fund Board Oversight of Investment Adviser Portfolio Trading Practices Substantive, Nonsignificant Previously Published in The Unified Agenda Final Rule Stage Undetermined No Not Yet Determined 15 USC 78bb(e) 15 USC 80b-11(a) 15 USC 80b-4 15 USC 80a-28(a) 15 USC 80a-31(a) No NPRM 08/06/2008 73 FR 45646 NPRM Comment Period End 10/01/2008 Final Action 07/00/2009 No None No www.sec.gov/rules/proposed/2008/34-58264.pdf No No Karen Rossotto L. 3235 Securities and Exchange Commission SEC 202 551-6799 rossottok@sec.gov 100 F Street NE., Washington DC 20549