3235-AJ88 200904 Unified Agenda of Federal Regulatory and Deregulatory Actions 3235 Securities and Exchange Commission SEC Revisions of Limited Offering Exemptions in Regulation D Substantive, Nonsignificant Previously Published in The Unified Agenda Final Rule Stage Undetermined No Not Yet Determined 15 USC 77b(a)(15) 15 USC 77b(b) 15 USC 77c(b) 15 USC 77d 15 USC 77r 15 USC 77s 15 USC 77s(a) 15 USC 77z-3 No NPRM 08/10/2007 72 FR 45116 NPRM Comment Period End 10/09/2007 Final Action 07/00/2009 Yes Businesses Undetermined www.sec.gov/rules/proposed/2007/33-8828.pdf Yes No Anthony Barone G. 3235 Securities and Exchange Commission SEC 202 551-3460 baronea@sec.gov 100 F Street NE., Washington DC 20549