3235-AK11 200904 Unified Agenda of Federal Regulatory and Deregulatory Actions 3235 Securities and Exchange Commission SEC Amendments to Form ADV, Part 1A Substantive, Nonsignificant Previously Published in The Unified Agenda Proposed Rule Stage Undetermined No 17 CFR 279.1 Not Yet Determined No NPRM 07/00/2009 Undetermined None No No Vivien Liu 3235 Securities and Exchange Commission SEC 202 551-6728 liuy@sec.gov 100 F Street NE, Washington DC 20549