3235-AK14 201010 The Regulatory Plan and the Unified Agenda of Federal Regulatory and Deregulatory Actions 3235 Securities and Exchange Commission SEC Proposed Rules for Nationally Recognized Statistical Rating Organizations Substantive, Nonsignificant Previously Published in The Unified Agenda Final Rule Stage Yes No 17 CFR 240.17g-1 17 CFR 240.17g-2 17 CFR 240.17g-3 17 CFR 240.17g-5 17 CFR 240.17g-7 15 USC 78o-7 15 USC 89q No NPRM 06/25/2008 73 FR 36212 NPRM Comment Period End 07/25/2008 Final Rule 02/09/2009 74 FR 6465 Second NPRM 02/09/2009 74 FR 6485 Second NPRM Comment Period End 03/26/2009 Final Rule 12/04/2009 74 FR 63832 Final Rule Effective 02/01/2010 Third NPRM 12/04/2009 74 FR 63866 Third NPRM Comment Period End 02/02/2010 Final Action 07/00/2011 Yes Businesses Undetermined No www.sec.gov/rules/proposed/2009/34-61051.pdf Yes No 3235-AK17 Related to 3235-AK18 Related to 3235-AK19 Related to Sheila Swartz 3235 Securities and Exchange Commission SEC 202 551-5545 swartzs@sec.gov 100 F Street NE, Washington DC 20549