3235-AK15 201304 Update to the Unified Agenda of Federal Regulatory and Deregulatory Actions 3235 Securities and Exchange Commission SEC Exemption of Certain Foreign Brokers or Dealers Substantive, Nonsignificant Previously Published in The Unified Agenda Long-Term Actions Undetermined No 17 CFR 240.15a-6 15 USC 78c 15 USC 78j 15 USC 78o 15 USC 78q 15 USC 78w 15 USC 78dd 15 USC 78mm No NPRM 07/08/2008 73 FR 29182 NPRM Comment Period End 09/08/2008 Next Action Undetermined To Be Determined No Undetermined No www.sec.gov/rules/proposed/2008/34-58047.pdf No No Brice Prince D. 3235 Securities and Exchange Commission SEC 202 551-5595 202 772-9270 princeb@sec.gov 10401/ 0506, 100 F Street NE, Washington DC 20549