3235-AK16 200904 Unified Agenda of Federal Regulatory and Deregulatory Actions 3235 Securities and Exchange Commission SEC Indexed Annuities and Certain Other Insurance Contracts Substantive, Nonsignificant Previously Published in The Unified Agenda Completed Actions Yes No 17 CFR 230.151A 17 CFR 240.12h-7 15 USC 77c(a)(8) 15 USC 77s(a) 15 USC 78l(h) 15 USC 78m 15 USC 78o 15 USC 78w(a) 15 USC 78mm No NPRM 07/01/2008 73 FR 37762 NPRM Comment Period End 09/10/2008 NPRM Comment Period Extended 10/17/2008 73 FR 61753 NPRM Comment Period End 11/17/2008 Final Action 01/16/2009 74 FR 3138 Final Action Effective 01/12/2011 Yes Businesses None No www.sec.gov/rules/final/2009/33-8996.pdf Yes No Michael Kosoff 3235 Securities and Exchange Commission SEC 202 551-6754 kosoffm@sec.gov 100 F Street NE, Washington DC 20549