3235-AK18 201010 The Regulatory Plan and the Unified Agenda of Federal Regulatory and Deregulatory Actions 3235 Securities and Exchange Commission SEC Security Ratings Substantive, Nonsignificant Previously Published in The Unified Agenda Final Rule Stage Undetermined No 17 CFR 229.10 17 CFR 229.1100 17 CFR 229.1112 17 CFR 229.1114 17 CFR 230.134 17 CFR 230.138 17 CFR 230.139 17 CFR 230.168 17 CFR 230.415 17 CFR 230.436 17 CFR 239.13 17 CFR 239.25 17 CFR 239.31 17 CFR 239.33 17 CFR 239.34 17 CFR 239.39 17 CFR 240.14a-101 15 USC 77f 15 USC 77g 15 USC 77j 15 USC 77s(a) 15 USC 78l 15 USC 78m 15 USC 78n 115 USC 78o(d) 15 USC 78w(a) No NPRM 07/11/2008 73 FR 40106 NPRM Comment Period End 09/05/2008 Reopen Comment 10/09/2009 74 FR 52374 Comment Period End 12/08/2009 Next Action 07/00/2011 No None No www.sec.gov/rules/proposed/2009/33--9069.pdf No No 3235-AK14 Related to 3235-AK17 Related to 3235-AK19 Related to Blair Petrillo 3235 Securities and Exchange Commission SEC 202 551-3430 100 F Street NE, Washington DC 20549