3235-AK19 201010 The Regulatory Plan and the Unified Agenda of Federal Regulatory and Deregulatory Actions 3235 Securities and Exchange Commission SEC References to Ratings of Nationally Recognized Statistical Rating Organizations Substantive, Nonsignificant Previously Published in The Unified Agenda Final Rule Stage Undetermined No 17 CFR 270.2a-7 17 CFR 270.3a-7 17 CFR 270.5b-3 17 CFR 270.10f-3 17 CFR 275.206(3)-3T 15 USC 80a-6(c) 15 USC 80a-10(f) 15 USC 80a-30(a) 15 USC 80a-37(a) 15 USC 80b-6A 15 USC 80b-11(a) No NPRM 07/11/2008 73 FR 40124 NPRM Comment Period End 09/05/2008 Final Rule 10/09/2009 74 FR 52358 NPRM Comment Period Reopened 10/09/2009 74 FR 42374 Final Rule Effective 11/12/2009 NPRM Comment Period End 12/08/2009 Next Action 07/00/2011 Undetermined None No www.sec.gov/rules/proposed/2009/33-9069.pdf No No Anu Dubey 3235 Securities and Exchange Commission SEC 202 551-6792 100 F Street NE, Washington DC 20549