3235-AK23 200904 Unified Agenda of Federal Regulatory and Deregulatory Actions 3235 Securities and Exchange Commission SEC Disclosure of Short Sales and Short Positions by Institutional Investment Managers Substantive, Nonsignificant First Time Published in The Unified Agenda Final Rule Stage Yes No 17 CFR 240.10a-3T 17 CFR 249.326T 15 USC 78a et seq No Interim Final Rule 10/17/2008 73 FR 61678 Interim Final Rule Effective 10/18/2008 Interim Final Rule Comment Period End 12/16/2008 Further Action 08/00/2009 No None www.sec.gov/rules/final/2008/34-58785.pdf No No Steven Hearne G. 3235 Securities and Exchange Commission SEC 202 551-3430 hearnes@sec.gov 100 F Street NE, Washington DC 20549