3235-AK37 201410 The Regulatory Plan and the Unified Agenda of Federal Regulatory and Deregulatory Actions 3235 Securities and Exchange Commission SEC Asset-Backed Securities

The Commission adopted revisions to its rules and forms to improve registration and disclosure requirements for securities backed by residential and commercial mortgages, auto loans and leases, debt securities, and resecuritizations of those asset class. Proposed rules with respect to other asset classes, disclosures, and requirements remain outstanding.

]]> Substantive, Nonsignificant Previously Published in The Unified Agenda Final Rule Stage Undetermined No 17 CFR 229.1100 to 229.1122 17 CFR 230 17 CFR 232 17 CFR 240 17 CFR 243 17 CFR 249 15 USC 77a et seq 15 USC 78a et seq No NPRM 05/03/2010 75 FR 23328 NPRM Comment Period End 08/02/2010 Second NPRM 08/05/2011 76 FR 47948 Second NPRM Comment Period End 10/04/2011 NPRM Comment Period Reopened 02/28/2014 79 FR 11361 NPRM Comment Period Reopened End 03/28/2014 NPRM Comment Period Extended 04/02/2014 79 FR 18483 NPRM Comment Period Extended End 04/28/2014 Final Action 09/24/2014 79 FR 57184 Next Action 10/00/2015 No Undetermined Undetermined www.sec.gov/rules/final/2014/33-9638.pdf No No Katherine Hsu Division of Corporation Finance 3235 Securities and Exchange Commission SEC 202 551-3850 hsuk@sec.gov 100 F Street NE, Washington DC 20549