3235-AK46 201304 Update to the Unified Agenda of Federal Regulatory and Deregulatory Actions 3235 Securities and Exchange Commission SEC Regulation of Non-Public Trading Interest Substantive, Nonsignificant Previously Published in The Unified Agenda Final Rule Stage Undetermined No 17 CFR 242.301(b)(3) 17 CFR 242.600(b)(8) 15 USC 78b 15 USC 78c(b) 15 USC 78e 15 USC 78f 15 USC 78k 15 USC 78k-1 15 USC 78o 15 USC 78o-3 15 USC 78q(a) and (b) 15 USC 78s 15 USC 78w(a) 15 USC 78mm No NPRM 11/23/2009 74 FR 61208 NPRM Comment Period End 02/22/2010 Final Action 12/00/2013 Undetermined None Undetermined www.sec.gov/rules/proposed/2009/34-60997.pdf No No Arisa Tinaves 3235 Securities and Exchange Commission SEC 202 551-5676 tinavesa@sec.gov 100 F Street NE, Washington DC 20549