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    <RIN_INFO>
        <RIN>3235-AK50</RIN>
        <PUBLICATION>
            <PUBLICATION_ID>201410</PUBLICATION_ID>
            <PUBLICATION_TITLE>The Regulatory Plan and the Unified Agenda of Federal Regulatory and Deregulatory Actions</PUBLICATION_TITLE>
        </PUBLICATION>
        <AGENCY>
            <CODE>3235</CODE>
            <NAME>Securities and Exchange Commission</NAME>
            <ACRONYM>SEC</ACRONYM>
        </AGENCY>
        <RULE_TITLE>Investment Company Advertising, Target Date Retirement Fund Name and Marketing</RULE_TITLE>
        <ABSTRACT><![CDATA[<!DOCTYPE html>
<html>
<head>
</head>
<body>
<p>The Commission proposed amendments to its advertising rules to require target date retirement funds' marketing materials to provide investors enhanced information about those funds.</p>
</body>
</html>]]></ABSTRACT>
        <PRIORITY_CATEGORY>Substantive, Nonsignificant</PRIORITY_CATEGORY>
        <RIN_STATUS>Previously Published in The Unified Agenda</RIN_STATUS>
        <RULE_STAGE>Proposed Rule Stage</RULE_STAGE>
        <MAJOR>Undetermined</MAJOR>
        <UNFUNDED_MANDATE_LIST>
            <UNFUNDED_MANDATE>No</UNFUNDED_MANDATE>
        </UNFUNDED_MANDATE_LIST>
        <CFR_LIST>
            <CFR>17 CFR 230.156</CFR>
            <CFR>17 CFR 230.482</CFR>
            <CFR>17 CFR 270.34b-1</CFR>
        </CFR_LIST>
        <LEGAL_AUTHORITY_LIST>
            <LEGAL_AUTHORITY>15 USC 77e</LEGAL_AUTHORITY>
            <LEGAL_AUTHORITY>15 USC 77j(b)</LEGAL_AUTHORITY>
            <LEGAL_AUTHORITY>15 USC 77s(a)</LEGAL_AUTHORITY>
            <LEGAL_AUTHORITY>15 USC 77z-3</LEGAL_AUTHORITY>
            <LEGAL_AUTHORITY>15 USC 78j(b)</LEGAL_AUTHORITY>
            <LEGAL_AUTHORITY>15 USC 78w(a)</LEGAL_AUTHORITY>
            <LEGAL_AUTHORITY>15 USC 80a-24(g)</LEGAL_AUTHORITY>
            <LEGAL_AUTHORITY>15 USC 80a-33(b)</LEGAL_AUTHORITY>
            <LEGAL_AUTHORITY>15 USC 80a-37(a)</LEGAL_AUTHORITY>
        </LEGAL_AUTHORITY_LIST>
        <LEGAL_DLINE_LIST/>
        <RPLAN_ENTRY>No</RPLAN_ENTRY>
        <TIMETABLE_LIST>
            <TIMETABLE>
                <TTBL_ACTION>NPRM</TTBL_ACTION>
                <TTBL_DATE>06/23/2010</TTBL_DATE>
                <FR_CITATION>75 FR 35290</FR_CITATION>
            </TIMETABLE>
            <TIMETABLE>
                <TTBL_ACTION>NPRM Comment Period End</TTBL_ACTION>
                <TTBL_DATE>08/23/2010</TTBL_DATE>
            </TIMETABLE>
            <TIMETABLE>
                <TTBL_ACTION>NPRM Comment Period Extended</TTBL_ACTION>
                <TTBL_DATE>04/06/2012</TTBL_DATE>
                <FR_CITATION>77 FR 20749</FR_CITATION>
            </TIMETABLE>
            <TIMETABLE>
                <TTBL_ACTION>NPRM Comment Period Reopened End</TTBL_ACTION>
                <TTBL_DATE>05/21/2012</TTBL_DATE>
            </TIMETABLE>
            <TIMETABLE>
                <TTBL_ACTION>Request for Additional Comment</TTBL_ACTION>
                <TTBL_DATE>04/09/2014</TTBL_DATE>
                <FR_CITATION>79 FR 19564</FR_CITATION>
            </TIMETABLE>
            <TIMETABLE>
                <TTBL_ACTION>Request for Additional Comments Due</TTBL_ACTION>
                <TTBL_DATE>06/09/2014</TTBL_DATE>
            </TIMETABLE>
            <TIMETABLE>
                <TTBL_ACTION>NPRM</TTBL_ACTION>
                <TTBL_DATE>10/00/2015</TTBL_DATE>
            </TIMETABLE>
        </TIMETABLE_LIST>
        <RFA_REQUIRED>Undetermined</RFA_REQUIRED>
        <GOVT_LEVEL_LIST>
            <GOVT_LEVEL>None</GOVT_LEVEL>
        </GOVT_LEVEL_LIST>
        <FEDERALISM>Undetermined</FEDERALISM>
        <FURTHER_INFO_URL>www.sec.gov/rules/proposed/2014/33-9570.pdf</FURTHER_INFO_URL>
        <PRINT_PAPER>No</PRINT_PAPER>
        <INTERNATIONAL_INTEREST>No</INTERNATIONAL_INTEREST>
        <AGENCY_CONTACT_LIST>
            <CONTACT>
                <FIRST_NAME>Matthew</FIRST_NAME>
                <LAST_NAME>DeLesDernier</LAST_NAME>
                <TITLE>Division of Investment Management</TITLE>
                <AGENCY>
                    <CODE>3235</CODE>
                    <NAME>Securities and Exchange Commission</NAME>
                    <ACRONYM>SEC</ACRONYM>
                </AGENCY>
                <PHONE>202 551-6792</PHONE>
                <EMAIL>delesdernierj@sec.gov</EMAIL>
                <MAILING_ADDRESS>
                    <STREET_ADDRESS>100 F Street NE,</STREET_ADDRESS>
                    <CITY>Washington</CITY>
                    <STATE>DC</STATE>
                    <ZIP>20549</ZIP>
                </MAILING_ADDRESS>
            </CONTACT>
        </AGENCY_CONTACT_LIST>
    </RIN_INFO>
</REGINFO_RIN_DATA>
