3235-AK51 201010 The Regulatory Plan and the Unified Agenda of Federal Regulatory and Deregulatory Actions 3235 Securities and Exchange Commission SEC Consolidated Audit Trail Substantive, Nonsignificant Previously Published in The Unified Agenda Final Rule Stage Undetermined No 17 CFR 242.613 15 USC 78k-1(a) 15 USC 78q(a) No NPRM 06/08/2010 75 FR 32556 NPRM Comment Period End 08/09/2010 Final Action 03/00/2011 Yes Businesses Undetermined No www.sec.gov/rules/proposed/2010/34-62174.pdf Yes No Jennifer Colihan L. 3235 Securities and Exchange Commission SEC 202 551-5642 colihanj@sec.gov Division of Market Regulation, 100 F Street NE, Washington DC 20549