3235-AK66 201010 The Regulatory Plan and the Unified Agenda of Federal Regulatory and Deregulatory Actions 3235 Securities and Exchange Commission SEC Family Offices Substantive, Nonsignificant First Time Published in The Unified Agenda Final Rule Stage Undetermined No 17 CFR 275.202(a)(11)(G)-1 (new) 15 USC 80b-2(a)(11)(G) Statutory Final 07/11/2011 Statute requires the Commission to provide legal defintion of family offices subject to exemption. No NPRM 10/18/2010 75 FR 63753 NPRM Comment Period End 11/18/2010 Final Action 04/00/2011 Undetermined Undetermined www.sec.gove/rules/proposed/2010/ia-2098.pdf No No Sarah ten Siethoff 3235 Securities and Exchange Commission SEC 202 551-6729 tensiethoffs@sec.gov 100 F Street NE, Washington DC 20549