3235-AK67 202210 The Regulatory Plan and the Unified Agenda of Federal Regulatory and Deregulatory Actions 3235 Securities and Exchange Commission SEC Enhanced Reporting of Proxy Votes by Registered Management Investment Companies; Reporting on Executive Compensation Votes by Institutional Investment Managers

The Division is considering recommending that the Commission adopt rule amendments to implement section 951 of the Dodd-Frank Act and to enhance the information reported on Form N-PX. The Commission previously proposed amendments to rules and Form N-PX that would require institutional investment managers subject to section 13(f) of the Exchange Act to report how they voted on any shareholder vote on executive compensation or golden parachutes pursuant to sections 14A(a) and (b) of the Exchange Act.

]]> Substantive, Nonsignificant Previously Published in The Unified Agenda Final Rule Stage Undetermined No 17 CFR 240.14Ad-1 (new) 17 CFR 249.326 (new) 17 CFR 270.30b1-4 17 CFR 274.129 15 U.S.C. 78m 15 U.S.C. 78w(a) 15 U.S.C. 78mm 15 U.S.C. 78x 15 U.S.C. 80a-8 15 U.S.C. 80a-29 15 U.S.C. 80a-30 15 U.S.C. 80a-37 15 U.S.C. 80a-44 Pub. L. 111-203, sec. 951 Statutory Final Statutory requirement for issuers to conduct separate shareholder advisory votes is effective January 21, 2011. No NPRM 10/28/2010 75 FR 66622 NPRM Comment Period End 11/18/2010 Second NPRM 10/15/2021 86 FR 57478 Final Action 04/00/2023 Yes Businesses Undetermined Undetermined www.sec.gov/rules/proposed/2010/34-63123.pdf Yes No Nathan Schurr Division of Investment Management 3235 Securities and Exchange Commission SEC 202 551-6394 schuurna@sec.gov 100 F Street NE, Washington DC 20549