3235-AK69 201010 The Regulatory Plan and the Unified Agenda of Federal Regulatory and Deregulatory Actions 3235 Securities and Exchange Commission SEC Transitional Registration as a Municipal Advisor Substantive, Nonsignificant First Time Published in The Unified Agenda Final Rule Stage Undetermined No 17 CFR 240.15Ba2-6T PL 111-203, sec 975 Statutory Other 10/01/2010 Statutory requirement for registration of municipal advisors. No Interim Final Rule 09/08/2010 75 FR 54465 Interim Final Rule Effective 10/01/2010 Interim Final Rule Comment Period End 10/08/2010 Interim Final Rule Effective Through 12/31/2011 Yes Businesses Local State Tribal No www.sec.rules/interim/2010/34-62824.pdf Yes No Ira Brandriss 3235 Securities and Exchange Commission SEC 202 551-5681 brandrissi@sec.gov 100 F Street NE, Washington DC 20549