3235-AK71 201010 The Regulatory Plan and the Unified Agenda of Federal Regulatory and Deregulatory Actions 3235 Securities and Exchange Commission SEC Investment Adviser Performance or Incentive Fees Substantive, Nonsignificant First Time Published in The Unified Agenda Proposed Rule Stage Undetermined No 17 CFR 275-3 (Revision) 15 USC 80b-5(e) PL 111-203, sec 418 Statutory Final 07/21/2011 Statute requires adjusting dollar amount tests in Rule 205-3 for the effects of inflation. No NPRM 12/00/2010 Undetermined Undetermined No No Adam Glazer B. 3235 Securities and Exchange Commission SEC 202 551-6732 glazera@sec.gov 100 F Street NE., Washington DC 20549