3235-AK74 201304 Update to the Unified Agenda of Federal Regulatory and Deregulatory Actions 3235 Securities and Exchange Commission SEC Ownership Limitations and Governance Requirements for Security-Based Swap Clearing Agencies, Security-Based Swap Execution Facilities, and National Securities Exchanges Substantive, Nonsignificant Previously Published in The Unified Agenda Proposed Rule Stage Undetermined No 17 CFR 242 PL 111-203 sec 765 PL 111-203 sec 763 15 USC 78c 15 USC 78f 15 USC 78k-1 15 USC 78q-1 15 USC 78w(a) Statutory Final 01/18/2011 PL 111-203, sec 765. The Dodd Frank Act requires the Commission to adopt rules to mitigate conflicts of interest for security-based swap clearing agencies, SB SEFs, and SBS exchanges. No NPRM 10/25/2010 75 FR 65882 NPRM Comment Period End 11/26/2010 NPRM Comment Period Extended 03/08/2011 76 FR 12654 NPRM Comment Period Extended End 04/29/2011 NPRM Comment Period Reopened 05/23/2013 78 FR 30800 NPRM Comment Period End 07/22/2013 Final Action 06/00/2014 No No None No www.sec.gov./rules/proposed/2011/34-64018.pdf No No 3235-AL13 Merged with 3235-AK93 Related to Matthew Lee 3235 Securities and Exchange Commission SEC 202 551-5794 leemat@sec.gov 100 F Street NE, Washington DC 20549