3235-AK84 201104 Unified Agenda of Federal Regulatory and Deregulatory Actions 3235 Securities and Exchange Commission SEC Conflict Minerals Substantive, Nonsignificant First Time Published in The Unified Agenda Final Rule Stage Undetermined No 17 CFR 229.10 et seq 17 CFR 229.104(new) 17 CFR 229.601(new) 15 USC 77g 15 USC 77j 15 USC 77s 15 USC 78l 15 USC 78m 15 USC 78o 15 USC 78w PL. 111-203 sec 1502 Statutory Final 04/15/2010 Sec 1502 of the Dodd-Frank Act requires the Commission to adopt rules by April 15, 2010. No NPRM 12/23/2010 75 FR 80948 NPRM Comment Period End 01/31/2011 NPRM Comment Period Extended 02/03/2011 76 FR 6110 NPRM Comment Period Extended End 03/02/2011 Final Action 07/00/2011 Yes Businesses None No No www.sec.gov/rules/proposed/2010/34-63547.pdf Yes No John Fieldsend 3235 Securities and Exchange Commission SEC 202 551-3430 fieldsendj@sec.gov 100 F Street NE, Washington DC 20549