3235-AL07 201310 The Regulatory Plan and the Unified Agenda of Federal Regulatory and Deregulatory Actions 3235 Securities and Exchange Commission SEC Prohibitions and Restrictions on Proprietary Trading and Certain Interests in, and Relationships With, Hedge Funds and Private Equity Funds Substantive, Nonsignificant Previously Published in The Unified Agenda Long-Term Actions Undetermined No Not Yet Determined 15 USC 78b 15 USC 78o 15 USC 78q 12 USC 1851 Statutory Final 10/18/2011 New section 13 of the Bank Holding Company Act requires the Commission, within 9 months of a related Financial Stability Oversight Council study (which was published Jan. 18, 2011), to adopt rules to carry out the section's requirements. No NPRM 11/07/2011 76 FR 68846 NPRM Comment Period End 01/13/2012 NPRM Comment Period Extended 01/03/2012 77 FR 23 NPRM Comment Period Extended End 02/13/2012 Next Action Undeteremined To Be Determined Undetermined Undetermined Undetermined www.sec.gov/rules/proposed/2011/45-65545/pdf No No 1557-AD44 Related to 7100-AD82 Related to 3064-AD85 Related to 1500 Department of the Treasury TREAS Joint 3064 Federal Deposit Insurance Corporation FDIC Joint Angela Mokodean 3235 Securities and Exchange Commission SEC 202 551-5490 mokodeana@sec.gov 100 F Street NE, Washington DC 20549