3235-AL14 201410 The Regulatory Plan and the Unified Agenda of Federal Regulatory and Deregulatory Actions 3235 Securities and Exchange Commission SEC Removal of Certain References to Credit Ratings Under the Securities Exchange Act of 1934 Substantive, Nonsignificant Previously Published in The Unified Agenda Long-Term Actions No No Not Yet Determined PL 111-203, sec 939A No NPRM 05/06/2011 76 FR 26550 NPRM Comment Period End 07/05/2011 Final Action 01/08/2014 79 FR 1522 Final Action Effective 07/07/2014 Next Action Undetermined To Be Determined Yes Businesses None No www.sec.gov/rules/final/2013/34-71194.pdf Yes No 3235-AK17 Related to 3235-AL08 Previously reported as Laura Weber 3235 Securities and Exchange Commission SEC 202 551-6508 weberl@sec.gov 100 F Street NE, Washington DC 20549