3235-AL19 201304 Update to the Unified Agenda of Federal Regulatory and Deregulatory Actions 3235 Securities and Exchange Commission SEC Retail Foreign Exchange Transactions Substantive, Nonsignificant Previously Published in The Unified Agenda Final Rule Stage No No 17 CFR 240.15b12-1T 7 USC 2(c)(2)(E) Statutory Other 07/16/2011 see description below Under section 742(c) of the Dodd Frank Act, registered broker-dealers will be prohibited from engaging in retail foreign exchange transactions as of July 16, 2011 unless the Commission adopts a rule to allow such transactions. The rule is effective through July 16, 2013. No Interim Final Rule Effective 07/11/2011 Interim Final Rule 07/15/2011 76 FR 41676 Interim Final Rule Comment Period End 09/13/2011 Interim Final Rule Extended 07/16/2012 77 FR 41671 Corrections 08/20/2012 77 FR 50016 Interim Final Rule Effective Through 07/00/2013 No None No www.sec.gov/rules/interim/2012/34-67405.pdf No No 3038-AC61 Related to 3064-AD81 Related to 1557-AD42 Related to 7100-AD79 Related to Stephen Benham 3235 Securities and Exchange Commission SEC 202 551-5539 benhams@sec.gov 100 F Street NE., Washington DC 20549