3235-AL34 201304 Update to the Unified Agenda of Federal Regulatory and Deregulatory Actions 3235 Securities and Exchange Commission SEC Elimination of Prohibition on General Solicitation in Rule 506 and Rule 144A Offerings Substantive, Nonsignificant Previously Published in The Unified Agenda Final Rule Stage Undetermined No Not Yet Determined 15 USC 77a et seq Statutory NPRM 09/00/2012 No NPRM 09/06/2012 77 FR 54469 NPRM Comment Period End 10/05/2012 Final Action 07/00/2013 Yes Businesses None No sec.gov/rules/proposed/2012/33-9354/pdf Yes No Ted Yu 3235 Securities and Exchange Commission SEC 202 551-3440 yut@sec.gov 100 F Street NE, Washington DC 20549 Charles Kwon 3235 Securities and Exchange Commission SEC 202 551-3231 kwonc@sec.gov 100 F Street NE, Washington DC 20549