3235-AL37 201410 The Regulatory Plan and the Unified Agenda of Federal Regulatory and Deregulatory Actions 3235 Securities and Exchange Commission SEC Rules Governing the Offer and Sale of Securities Through Crowdfunding Under Section 4(a)(6) of the Securities Act Substantive, Nonsignificant Previously Published in The Unified Agenda Final Rule Stage Undetermined No Not Yet Determined 15 USC 77a et seq 15 USC 78a et seq PL 112-108, secs 301 to 305 Statutory Final 12/31/2012 No NPRM 11/05/2013 78 FR 66428 NPRM Comment Period End 02/03/2014 Final Action 10/00/2015 Yes Businesses None No Yes No Sebastian Gomez Abero 3235 Securities and Exchange Commission SEC 202 551-3460 aberos@sec.gov 100 F Street NE, Washington DC 20549 Leila Bham 3235 Securities and Exchange Commission SEC 202 551-5532 100 F Street NE., Washington DC 20549