3235-AL39 201304 Update to the Unified Agenda of Federal Regulatory and Deregulatory Actions 3235 Securities and Exchange Commission SEC Small and Additional Issues Exemptions Under Section 3(b) of the Securities Act of 1933 Substantive, Nonsignificant Previously Published in The Unified Agenda Proposed Rule Stage Undetermined No Not Yet Determined 15 USC 77c(b) No NPRM 07/00/2013 Undetermined Businesses Federal State Undetermined Undetermined No No Zachary Fallon 3235 Securities and Exchange Commission SEC 202 551-3460 100 F Street NE, Washington DC 20549