3235-AL39 201410 The Regulatory Plan and the Unified Agenda of Federal Regulatory and Deregulatory Actions 3235 Securities and Exchange Commission SEC Small and Additional Issues Exemptions Under Section 3(b) of the Securities Act Substantive, Nonsignificant Previously Published in The Unified Agenda Final Rule Stage Undetermined No Not Yet Determined 15 USC 77c(b) No NPRM 01/23/2014 79 FR 3926 NPRM Comment Period End 03/24/2014 Final Action 10/00/2015 Undetermined Businesses Federal State Undetermined Undetermined No No Zachary Fallon 3235 Securities and Exchange Commission SEC 202 551-3460 100 F Street NE, Washington DC 20549