3235-AL42 201410 The Regulatory Plan and the Unified Agenda of Federal Regulatory and Deregulatory Actions 3235 Securities and Exchange Commission SEC Form N-SAR and Portfolio Holdings Reporting Reform

The Division is considering recommending that the Commission propose amendments to the forms used by open-end and closed-end registered investment companies to report information about fund operations and portfolio holdings.  The Division is also considering recommending that the Commission propose amendments to the form used by investment advisers to register with the Commission to improve registration procedures and data collected from investment advisers, including data about separately managed accounts, and amendments to the Investment Advisers Act books and records rule regarding the calculation of performance information.

]]> Substantive, Nonsignificant Previously Published in The Unified Agenda Proposed Rule Stage Undetermined No Not Yet Determined Not Yet Determined No NPRM 10/00/2015 Undetermined None Undetermined No No Michael Pawluk Division of Investment Management 3235 Securities and Exchange Commission SEC 202 551-6781 pawlukm@sec.gov 100 F Street NE, Washington DC 20549