3235-AL43 201410 The Regulatory Plan and the Unified Agenda of Federal Regulatory and Deregulatory Actions 3235 Securities and Exchange Commission SEC Regulation Systems Compliance and Integrity Substantive, Nonsignificant Previously Published in The Unified Agenda Final Rule Stage Undetermined No Not Yet Determined 15 USC 78a et seq No NPRM 03/25/2013 78 FR 18084 NPRM Comment Period End 05/24/2013 NPRM Comment Period Extended 05/23/2013 78 FR 30803 NPRM Comment Period Extended End 07/08/2013 Final Action 10/00/2015 No Undetermined No www.sec.gov/rules/proposed/2013/34-69077.pdf No No David Garcia 3235 Securities and Exchange Commission SEC 202 551-5681 garciad@sec.gov 100 F Street NE, Washington DC 20549