3235-AL51 201410 The Regulatory Plan and the Unified Agenda of Federal Regulatory and Deregulatory Actions 3235 Securities and Exchange Commission SEC Orderly Liquidation of Covered Broker-Dealers

The Division is considering recommending that the Commission, together with the Federal Deposit Insurance Corporation and in consultation with the Securities Investor Protection Corporation, propose rules required under section 205(h) of the Dodd Frank Act related to the orderly liquidation of certain broker-dealers under title II of the Dodd Frank Act.

]]> Substantive, Nonsignificant Previously Published in The Unified Agenda Long-Term Actions Undetermined No Not Yet Determined Not Yet Determined No Next Action Undetermined To Be Determined Undetermined Undetermined Undetermined No No Raymond Lombardo Division of Trading and Markets 3235 Securities and Exchange Commission SEC 202 551-5755 lombardor@sec.gov 100 F Street NE, Washington DC 20549