3235-AL52 201410 The Regulatory Plan and the Unified Agenda of Federal Regulatory and Deregulatory Actions 3235 Securities and Exchange Commission SEC Treatment of Certain CDOs Backed Primarily by Trust Preferred Securities With Regard to Prohibitions and Restrictions on Certain Interests in, and Relationships With, Hedge Funds Substantive, Nonsignificant Previously Published in The Unified Agenda Long-Term Actions Yes No 17 CFR 255.16 12 USC 1851 No Interim Final Rule 01/31/2014 79 FR 5223 Interim Final Rule Comment Period End 03/03/2014 Interim Final Rule Effective 05/01/2014 Next Action Undetermined To Be Determined No None No No No 3235-AL07 Related to 1557 Comptroller of the Currency OCC Common 3064 Federal Deposit Insurance Corporation FDIC Common 3038 Commodity Futures Trading Commission CFTC Common 7100 Federal Reserve System FRS Common Brian Johnson 3235 Securities and Exchange Commission SEC 202 551-6740 johnsonbm@sec.gov 100 F Street NE, Washington DC 20549