3235-AL55 202504 Unified Agenda of Federal Regulatory and Deregulatory Actions 3235 Securities and Exchange Commission SEC Transfer Agents

The Division is considering recommending that the Commission propose updates and refinements to modernize the Commission's existing regulatory regime for transfer agents, including rules relating to crypto assets and the use of distributed ledger technology by transfer agents. 

]]> Economically Significant Previously Published in The Unified Agenda Proposed Rule Stage Yes No Regulatory Not Yet Determined 15 U.S.C. 78q-1 No ANPRM 12/31/2015 80 FR 81948 ANPRM Comment Period Extended 02/23/2016 81 FR 8867 ANPRM Comment Period End 02/29/2016 ANPRM Comment Period Extended End 04/14/2016 NPRM 04/00/2026 YES Businesses Undetermined Undetermined www.sec.gov/rules/concept/2015/34-76743.pdf Yes No Moshe Rothman Division of Trading and Markets 3235 Securities and Exchange Commission SEC 202 551-5645 rothmanm@sec.gov 100 F Street NE, Washington DC 20549