3235-AL60 201410 The Regulatory Plan and the Unified Agenda of Federal Regulatory and Deregulatory Actions 3235 Securities and Exchange Commission SEC Use of Derivatives by Investment Companies Under the Investment Company Act

The Commission issued a concept release in RIN No. 3235-AL22 requesting public comment on issues under the Investment Company Act raised by funds use of derivatives. The Division is considering recommending that the Commission propose new rules under the Investment Company Act addressing the use of derivatives by funds and related matters, including disclosure of fund use of derivatives.

]]> Substantive, Nonsignificant First Time Published in The Unified Agenda Proposed Rule Stage Undetermined No Not Yet Determined Not Yet Determined No Next Action 10/00/2015 Undetermined Undetermined Undetermined No No 3235-AL22 Related to W. Danforth Townley Division of Investment Management 3235 Securities and Exchange Commission SEC 212 336-1049 townleyw@sec.gov 200 Vessey Street, New York NY 10281-1022