3235-AL63 201504 Unified Agenda of Federal Regulatory and Deregulatory Actions 3235 Securities and Exchange Commission SEC Stress Testing for Large Asset Managers and Large Investment Companies

The Division is considering recommending that the Commission propose new requirements for stress testing by large asset managers and large investment companies. Such rules would implement section 165(i) of the Dodd Frank Act.

]]> Substantive, Nonsignificant Previously Published in The Unified Agenda Proposed Rule Stage Undetermined No Not Yet Determined Pub. L. 111-203 sec 165(i) No NPRM 04/00/2016 Undetermined None No No No Thoreau Bartmann Adrian Division of Investment Management 3235 Securities and Exchange Commission SEC 202 551-6745 bartmannt@sec.gov 100 F Street NE, Washington DC 20549