3235-AL66 201410 The Regulatory Plan and the Unified Agenda of Federal Regulatory and Deregulatory Actions 3235 Securities and Exchange Commission SEC Amendments to Regulation ATS: Registration of NMS Stock Alternative Trading Systems ("ATS") and Public Disclosures

The Division is considering recommending that the Commission propose amendments to Regulation ATS designed to increase transparency and foster oversight of ATSs that transact NMS stocks.

]]> Substantive, Nonsignificant First Time Published in The Unified Agenda Proposed Rule Stage Undetermined No 17 CFR 242.300 et seq 15 USC 77g 15 USC 77q(a) 15 USC 78b 15 USC 78c 15 USC 78j 15 USC 78k-1(c) 15 USC 78l 15 USC 78m 15 USC 78mm 15 USC 78n 15 USC 78o(c) 15 USC 78o(g) 15 USC 78q(a) 15 USC 78q(b) 15 USC 78w(a) 15 USC 78dd-1 15 USC 80a-23 15 USC 80a-29 15 USC 80a-37 15 USC 77s(a) 15 USC 78i(a) 15 USC 78o(b) 15 USC 78q(h) No NPRM 10/00/2015 Undetermined Undetermined No No No Marsha Dixon Division of Trading and Markets 3235 Securities and Exchange Commission SEC 202 551-5782 dixonma@sec.gov 100 F Street NE, Washington DC 20549