3235-AL67 201410 The Regulatory Plan and the Unified Agenda of Federal Regulatory and Deregulatory Actions 3235 Securities and Exchange Commission SEC Amendments to Exchange Act Rules 600 and 606: Order Routing Transparency for Institutional Customers

The Division is considering recommending that the Commission propose to amend Exchange Act Rules 600 and 606 in order to standardize and increase transparency for institutional customers with regard to how broker-dealers route their order flow.

]]> Substantive, Nonsignificant First Time Published in The Unified Agenda Proposed Rule Stage Undetermined No 17 CFR 242.600 17 CFR 242.606 15 USC 78b 15 USC 78c(b) 15 USC 78k-1 15 USC 78o(f) 15 USC 78q(a) 15 USC 78q(b) 15 USC 78w(a) No NPRM 10/00/2015 Undetermined Undetermined No No No Christopher Grobbel Division of Trading and Markets 3235 Securities and Exchange Commission SEC 202 551-5491 grobbelc@sec.gov 100 F Street NE, Washington DC 20549