3235-AL97 201610 The Regulatory Plan and the Unified Agenda of Federal Regulatory and Deregulatory Actions 3235 Securities and Exchange Commission SEC Proposed Amendments to Municipal Securities Rules

The Office of Municipal Securities is considering recommending that the Commission propose amendments to Rule 15c2-12 under the Exchange Act relating to municipal securities disclosure. The proposal would amend the list of event notices that a broker, dealer, or municipal securities dealer acting as an underwriter in a primary offering of municipal securities, must reasonably determine that an issuer or an obligated person has undertaken, in a written agreement or contract for the benefit of holders of the municipal securities, to provide to the Municipal Securities Rulemaking Board.

]]> Substantive, Nonsignificant First Time Published in The Unified Agenda Proposed Rule Stage Undetermined No 17 CFR 240.15c2-12 Not Yet Determined No NPRM 10/00/2017 No Undetermined Undetermined No No Rebecca Olsen Office of Municipal Securities 3235 Securities and Exchange Commission SEC 202 551-5680 olsenr@sec.gov 100 F Street NE, Washington DC 20549