3235-AM03 201704 Unified Agenda of Federal Regulatory and Deregulatory Actions 3235 Securities and Exchange Commission SEC Mandatory Electronic Submissions for Orders Under the Advisers Act and Confidential Treatment Requests Made on Form 13F

The Division is considering recommending that the Commission propose to require electronic filing for applications for orders under any section of the Investment Advisers Act of 1940 and any related confidential treatment requests, confidential treatment requests for applications for orders under any section of the Investment Company Act of 1940, and confidential treatment requests for filings made under section 13(f) of the Securities Exchange Act of 1934.

]]> Substantive, Nonsignificant First Time Published in The Unified Agenda Proposed Rule Stage Undetermined No Not Yet Determined Not Yet Determined No NPRM 04/00/2018 Undetermined Undetermined Undetermined No No Melissa Harke Division of Investment Management 3235 Securities and Exchange Commission SEC 202 551-6722 harkem@sec.gov 100 F Street NE, Washington DC 20549