3235-AM07 201710 The Regulatory Plan and the Unified Agenda of Federal Regulatory and Deregulatory Actions 3235 Securities and Exchange Commission SEC Covered Securities Pursuant to Section 18 of the Securities Act of 1933

As set forth in Securities Act Release No. 10390 (June 14, 2017), the Securities and Exchange Commission proposes for comment an amendment to Rule 146 under Section 18 of the Securities Act of 1933 (Securities Act), as amended, to designate certain securities on Investors Exchange LLC as covered securities for purposes of Section 18(b) of the Securities Act.

]]> Substantive, Nonsignificant First Time Published in The Unified Agenda Final Rule Stage Undetermined No Independent agency 17 CFR 230 15 U.S.C. 77b 15 U.S.C. 77b note 15 U.S.C. 77c 15 U.S.C. 77d 15 U.S.C. 77f 15 U.S.C. 77g 15 U.S.C. 77h 15 U.S.C. 77j 15 U.S.C. 77r 15 U.S.C. 77s 15 U.S.C. 77z-3 15 U.S.C. 77sss 15 U.S.C. 78c 15 U.S.C. 78d 15 U.S.C. 78j 15 U.S.C. 78l 15 U.S.C. 78m 15 U.S.C. 78n 15 U.S.C. 78o 15 U.S.C. 78o-7 note 15 U.S.C. 78t 15 U.S.C. 78w 15 U.S.C. 78ll(d) 15 U.S.C. 78mm 15 U.S.C. 80a-8 15 U.S.C. 80a-24 15 U.S.C. 80a-28 15 U.S.C. 80a-30 15 U.S.C. 80a-37 Pub. L. 112-106 sec. 201(a) Pub. L. 112-106 sec. 401 126 Stat. 313(2012) No NPRM 07/21/2017 82 CFR 33839 NPRM Comment Period End 08/21/2017 Final Action 10/00/2018 No No None No No No No Richard Holley Division of Trading and Markets 3235 Securities and Exchange Commission SEC 202 551-5614 holleyr@sec.gov 100 F Street NE, Washington DC 20549