Senior Special Counsel, Office of the General Counsel

3235-AM11 201804 Unified Agenda of Federal Regulatory and Deregulatory Actions 3235 Securities and Exchange Commission SEC Amendments to the Commission's Whistleblower Program Rules

The staff is considering recommending that the Commission propose certain amendments to the Commission's existing whistleblower rules to provide additional procedural flexibility in connection with the whistleblower program (which was established in July 2010) and to clarify various issues that have arisen based on the Commission’s experiences to date in implementing the program.

]]> Substantive, Nonsignificant Previously Published in The Unified Agenda Proposed Rule Stage Undetermined No Independent agency 17 CFR 240.21F-3 17 CFR 240.21F-4 17 CFR 240.21F-6 17 CFR 240.21F-12 17 CFR 240.21F-13 15 U.S.C. 78c(b) 15 U.S.C. 78u-6(j) 15 U.S.C. 78w(a) No NPRM 10/00/2018 Undetermined None No No No Brian Ochs Senior Special Counsel, Office of the General Counsel 3235 Securities and Exchange Commission SEC 202 551-5067 ochsb@sec.gov 100 F Street NE, Washington DC 20549