3235-AM22 202304 Unified Agenda of Federal Regulatory and Deregulatory Actions 3235 Securities and Exchange Commission SEC Amendments to Rules 17a-25 and 13h-1 Following Creation of the Consolidated Audit Trail

On November 15, 2016, the Commission issued an Order Approving the National Market System Plan Governing the Consolidated Audit Trail (CAT). With the creation and implementation of the CAT, several Commission rules may become duplicative in whole or in part. The Division is considering recommending that the Commission propose to amend requirements in Rules 17a-25 and 13h-1 that may become duplicative once CAT is operational and meets minimum standards of accuracy and reliability.

]]> Substantive, Nonsignificant Previously Published in The Unified Agenda Long-Term Actions Undetermined No 17 CFR 240.13-1(h) 17 CFR 240.17a-25(e) 15 U.S.C. 78m(h) 15 U.S.C. 78w(a) 15 U.S.C. 78q(a) No Next Action Undetermined To Be Determined Undetermined None No No No Dan Gray Division of Trading and Markets 3235 Securities and Exchange Commission SEC 202 551-5603 grayd@sec.gov 100 F Street NE, Washington DC 20549