3235-AM38 202104 Unified Agenda of Federal Regulatory and Deregulatory Actions 3235 Securities and Exchange Commission SEC Modernization of Rules and Forms for Compensatory Securities Offerings and Sales

The Division is considering recommending that the Commission adopt rule amendments to Securities Act Rule 701, the exemption from registration for securities issued by non-reporting companies pursuant to compensatory arrangements, and Form S-8, the registration statement for compensatory offerings by reporting companies.  

]]> Substantive, Nonsignificant Previously Published in The Unified Agenda Long-Term Actions Undetermined No 17 CFR 230.701 17 CFR 239.16b 15 U.S.C. 77bb No ANPRM 07/24/2018 83 FR 34958 ANPRM Comment Period End 09/24/2018 NPRM 12/11/2020 85 FR 80232 NPRM Comment Period End 02/09/2021 Next Action Undetermined To Be Determined Yes Businesses None No No Yes Yes Anne Krauskopf M. Division of Corporation Finance 3235 Securities and Exchange Commission SEC 202 551-3500 krauskopfa@sec.gov 100 F Street NE, Washington DC 20549