3235-AM45 201910 The Regulatory Plan and the Unified Agenda of Federal Regulatory and Deregulatory Actions 3235 Securities and Exchange Commission SEC Regulation of Alternative Trading Systems

The Division is considering recommending that the Commission propose amendments to Regulation ATS designed to increase operational transparency and foster oversight of ATSs that transact in fixed-income securities. 

]]> Substantive, Nonsignificant Previously Published in The Unified Agenda Long-Term Actions Undetermined No Independent agency 17 CFR 300 et seq 15 U.S.C. 77g 15 U.S.C. 78mm 15. U.S.C. 78w(a) 15 U.S.C. 78q(h) 15 U.S.C. 77q(a) 15 U.S.C. 78n 15 U.S.C. 78dd-1 15 U.S.C. 78b 15 U.S.C. 78o(c) 15 U.S.C. 80(a)-23 15 U.S.C. 78c 15 U.S.C.78o(g) 15 U.S.C. 80a-29 15 U.S.C. 78j 15 U.S.C.78o-4 15 U.S.C.80a-37 15 U.S.C. 78k-1(c) 15 U.S.C. 78o-5 15 U.S.C. 77s(a) 15 U.S.C. 781 15 U.S.C. 78q(a) 15 U.S.C. 78i(a) 15 U.S.C. 78m 15 U.S.C. 78q(b) 15 U.S.C. 78o(b) No Next Action Undetermined To Be Determined Undetermined None No No No Tyler Raimo Division of Trading and Markets 3235 Securities and Exchange Commission SEC 202 551-6227 raimot@sec.gov 100 F Street NE, Washington DC 20549