3235-AM45 202110 The Regulatory Plan and the Unified Agenda of Federal Regulatory and Deregulatory Actions 3235 Securities and Exchange Commission SEC Regulation ATS for ATSs That Trade U.S. Government Securities and Amendments to the Definition of Exchange

The Division is considering recommending that the Commission repropose amendments to Regulation ATS designed to increase operational transparency and foster oversight of alternative trading systems (ATSs) that transact in government securities, as well as require the electronic filing of a modernized version of Form ATS. The Division is also considering amending Rule 3b-16 to include trading venues that display quotes and other trading interest.

]]> Substantive, Nonsignificant Previously Published in The Unified Agenda Proposed Rule Stage Undetermined No 17 CFR 300 et seq. 15 U.S.C. 77g 15 U.S.C. 78mm 15. U.S.C. 78w(a) 15 U.S.C. 78q(h) 15 U.S.C. 77q(a) 15 U.S.C. 78n 15 U.S.C. 78dd-1 15 U.S.C. 78b 15 U.S.C. 78o(c) 15 U.S.C. 80(a)-23 15 U.S.C. 78c 15 U.S.C.78o(g) 15 U.S.C. 80a-29 15 U.S.C. 78j 15 U.S.C.78o-4 15 U.S.C.80a-37 15 U.S.C. 78k-1(c) 15 U.S.C. 78o-5 15 U.S.C. 77s(a) 15 U.S.C. 781 15 U.S.C. 78q(a) 15 U.S.C. 78i(a) 15 U.S.C. 78m 15 U.S.C. 78q(b) 15 U.S.C. 78o(b) No NPRM 12/31/2020 85 FR 87106 NPRM Comment Period End 03/01/2021 Second NPRM 04/00/2022 Undetermined None No No No Tyler Raimo Division of Trading and Markets 3235 Securities and Exchange Commission SEC 202 551-6227 raimot@sec.gov 100 F Street NE, Washington DC 20549