3235-AM78 202104 Unified Agenda of Federal Regulatory and Deregulatory Actions 3235 Securities and Exchange Commission SEC Rule 144 Holding Period and Form 144 Filings

The Division is considering recommending that the Commission adopt amendments to Rule 144, a non-exclusive safe harbor that permits the public resale of restricted or control securities if the conditions of the rule are met, and rule amendments to update the electronic filing requirements applicable to Form 144.

]]> Substantive, Nonsignificant Previously Published in The Unified Agenda Final Rule Stage Undetermined No 17 CFR 230.144 17 CFR 232.101 17 CFR 239.144 17 CFR 249.104 12 U.S.C. 5461 et seq. 15 U.S.C. 77b 15 U.S.C. 77b note 15 U.S.C. 77c 15 U.S.C. 77d 15 U.S.C. 77f 15 U.S.C. 77g 15 U.S.C. 77h 15 U.S.C. 77j 15 U.S.C. 77r 15 U.S.C. 77s 15 U.S.C. 77s(a) 15 U.S.C. 77z-2 15 U.S.C. 77z-3 15 U.S.C. 77sss 15 U.S.C. 77sss(a) 15 U.S.C. 78a et seq. 15 U.S.C. 78c 15 U.S.C. 78c(b) 15 U.S.C. 78d 15 U.S.C. 78j 15 U.S.C. 78l 15 U.S.C. 78m 15 U.S.C. 78n 15 U.S.C. 78o 15 U.S.C. 78o-7 note 15 U.S.C. 78o(d) 15 U.S.C. 78t 15 U.S.C. 78u-5 15 U.S.C. 78w 15 U.S.C. 78w(a) 15 U.S.C. 78ll 15 U.S.C. 78ll(d) 15 U.S.C. 78mm 15 U.S.C. 80a-2(a) 15 U.S.C. 80a-3 15 U.S.C. 80a-6(c) 15 U.S.C. 80a-8 15 U.S.C. 80a-9 15 U.S.C. 80a-10 15 U.S.C. 80a-13 15 U.S.C. 80a-24 15 U.S.C. 80a-26 15 U.S.C. 80a-28 15 U.S.C. 80a-29 15 U.S.C. 80a-30 15 U.S.C. 80a-37 15 U.S.C. 7201 et seq. 18 U.S.C, 1350 sec. 953(b) Pub. L. 111-203, 124 Stat. 1904 sec. 102(a)(3) Pub. L. 112-106, 126 Stat. 309 (2012) sec. 107 Pub. L. 112-106, 126 Stat. 313 (2012) sec. 201(a) Pub. L. 112-106, 126 Stat. 313 (2012) sec. 401 Pub. L. 112-106, 126 Stat. 313 (2012) sec. 72001 Pub. L. 114-94, 129 Stat. 1312 (2015), unless otherwise noted ... No NPRM 01/19/2021 86 FR 5063 NPRM Comment Period End 03/22/2021 Final Action 10/00/2021 Yes Businesses None No No Yes No John Fieldsend Division of Corporation Finance 3235 Securities and Exchange Commission SEC 202 551-3430 fieldsendj@sec.gov 100 F Street NE, Washington DC 20549