3235-AM90 202310 The Regulatory Plan and the Unified Agenda of Federal Regulatory and Deregulatory Actions 3235 Securities and Exchange Commission SEC Special Purpose Acquisition Companies

The Division is considering recommending that the Commission adopt new rules and rule amendments related to special purpose acquisition companies ("SPACs").  The Commission proposed rules and rule amendments intended to enhance investor protections in initial public offerings by SPACs and in subsequent business combination transactions between SPACs and private operating companies. Specifically, the Commission proposed specialized disclosure requirements with respect to, among other things, compensation paid to sponsors, conflicts of interest, dilution, and the fairness of these business combination transactions. 

]]> Substantive, Nonsignificant Previously Published in The Unified Agenda Final Rule Stage Undetermined No 17 CFR 210.15-01 17 CFR 229.1601 through 1610 17 CFR 230.140a 17 CFR 230.145a 17 CFR 270.3a-10 17 CFR 270.137 17 CFR 230.138 17 CFR 230.139 17 CFR 230.163A 17 CFR 230.164 17 CFR 230.174 17 CFR 230.405 17 CFR 230.419 17 CFR 230.430B 17 CFR 230.437a 17 CFR 239.11 17 CFR 239.31 17 CFR 239.25 17 CFR 239.34 17 CFR 240.12b-2 17 CFR 240.14a-6 17 CFR 240.14c-2 17 CFR 240.14a-101 17 CFR 210.1-02 17 CFR 210.3-01 17 CFR 210.3-02 17 CFR 210.3-05 17 CFR 210.3-14 17 CFR 210.8-02 17 CFR 210.10-01 17 CFR 210.11-01 17 CFR 240.14d-100 17 CFR 249.220f 17 CFR 249.308 17 CFR 229.10 17 CFR 229.601 17 CFR 232.405 15 U.S.C. 77f 15 U.S.C. 77g 15 U.S.C. 77j 15 U.S.C. 77s(a) 15 U.S.C. 77z-3 15 U.S.C. 78c 15 U.S.C. 78l 15 U.S.C. 78m 15 U.S.C. 78n 15 U.S.C. 78o 15 U.S.C. 78w(a) 15 U.S.C. 78mm 15 U.S.C. 80a-6(c) 15 U.S.C. 80a-37(a) ... No NPRM 05/13/2022 87 FR 29458 NPRM Comment Period End 06/13/2022 NPRM Comment Period Reopened 10/18/2022 87 FR 63016 NPRM Comment Period End 11/01/2022 Final Action 04/00/2024 Undetermined None No No No Mark Saltzburg Division of Corporation Finance 3235 Securities and Exchange Commission SEC 202 551-3430 saltzburgm@sec.gov 100 F Street NE, Washington DC 20549