3235-AM97 202110 The Regulatory Plan and the Unified Agenda of Federal Regulatory and Deregulatory Actions 3235 Securities and Exchange Commission SEC Electronic Submission of Applications for Orders Under the Advisers Act, Confidential Treatment Requests for Filings on Form 13F, and ADV-NR

The Division is considering recommending that the Commission propose amendments to rules and forms to require that the following types of filings be submitted electronically: (1) applications for orders under any section of the Investment Advisers Act of 1940, (2) confidential treatment requests for filings made under section 13(f) of the Securities Exchange Act of 1934, and (3) ADV-NR. 

]]> Substantive, Nonsignificant Previously Published in The Unified Agenda Proposed Rule Stage Undetermined No Not Yet Determined Not Yet Determined No NPRM 04/00/2022 Undetermined None No No No No Zeena Abdul-Rahman Branch Chief, Division of Investment Management 3235 Securities and Exchange Commission SEC 202 551-4099 abdulrahmanz@sec.gov 100 F Street NE, Washington DC 20549