3235-AM97 202204 Unified Agenda of Federal Regulatory and Deregulatory Actions 3235 Securities and Exchange Commission SEC Electronic Submission of Applications for Orders Under the Advisers Act, Confidential Treatment Requests for Filings on Form 13F, and ADV-NR

The Division is considering recommending that the Commission adopt amendments to rules and forms to require that the following types of filings be submitted electronically: (1) applications for orders under any section of the Investment Advisers Act of 1940, (2) confidential treatment requests for filings made under section 13(f) of the Securities Exchange Act of 1934, and (3) ADV-NR. 

]]> Substantive, Nonsignificant Previously Published in The Unified Agenda Final Rule Stage Undetermined No Not Yet Determined 15 U.S.C. 78c 15 U.S.C. 78l 15 U.S.C. 78m 15 U.S.C. 78n 15 U.S.C. 780(2) 15 U.S.C. 782(a) 15 U.S.C. 78ll 15 U.S.C. 80a-8 15 U.S.C. 80a-29 15 U.S.C. 80a-30 15 U.S.C. 80a-37 15 U.S.C. 80b-3 15 U.S.C. 80b-4 15 U.S.C. 80b-6a 15 U.S.C. 80b-10 15 U.S.C. 80b-11 ... No NPRM 11/19/2021 86 FR 64839 NPRM Comment Period End 12/20/2021 Final Action 10/00/2022 No None No No No No Zeena Abdul-Rahman Branch Chief, Division of Investment Management 3235 Securities and Exchange Commission SEC 202 551-4099 abdulrahmanz@sec.gov 100 F Street NE, Washington DC 20549